- Cover
- Introduction
- Part 1: Gearing Up for the Series 7 Exam
- Part 2: Mastering Basic Security Investments
- Chapter 5: Underwriting Securities
- Chapter 6: Corporate Ownership: Equity Securities
- Chapter 7: Debt Securities: Corporate and U.S. Government Loans
- Chapter 8: Municipal Bonds: Local Government Securities
- General Obligation Bonds: Backing Bonds with Taxes
- Revenue Bonds: Raising Money for Utilities and Such
- The Primary Market: Bringing New Municipal Bonds to Market
- Examining Other Types of Municipal Bonds on the Test
- Don’t Forget Municipal Notes!
- Municipal Fund Securities
- Understanding the Taxes on Municipal Bonds
- Following Municipal Bond Rules
- Gathering More Municipal Bond Info
- Part 3: Delving Deeper into Security Investments
- Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts
- Getting the Paperwork Out of the Way
- Introducing Long and Short Margin Accounts
- Playing by the Federal Reserve Board’s Rules
- Opening a Margin Account: The Initial Requirements
- Calculating Debit and Equity in Long Margin Accounts
- Making Short Work of Calculations in Short Margin Accounts
- Let the Good Times Roll: Handling Excess Equity
- Looking at Limits When the Market Goes the Wrong Way
- Chapter 10: Delivering Diversification with Packaged Securities
- Chapter 11: Working with Direct Participation Programs
- Chapter 12: Options: The Right to Buy or Sell at a Fixed Price
- Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts
- Part 4: Taking Care of Your Customers and Playing by the Rules
- Part 5: A Couple Practice Exams
- Part 6: The Part of Tens
- Chapter 21: Ten Series 7 Exam Traps to Avoid
- Easing Up on the Studying
- Assuming the Question’s Intent
- Reading into the Question
- Becoming Distracted When Others Finish
- Not Dressing for Comfort
- Forgetting to Breathe
- Trying to Work Out Equations in Your Head Instead of Writing Them Down
- Spending Too Much Time on One Question
- Changing Your Answers for the Wrong Reasons
- Calculating Your Final Score Prematurely
- Chapter 22: Ten Ways to Start Your Career Off Right
- Chapter 21: Ten Series 7 Exam Traps to Avoid
- Appendix: Important Figures and Formulas
- Index
- About the Author
- Advertisement Page
- Connect with Dummies
- End User License Agreement
Part 5
A Couple Practice Exams
IN THIS PART …
Take two practice exams to see how well you know the material.
Check your scores and review the answer explanations.
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